Compliance Testing Manager

Macquarie Global Services
United States, New York, New York
125 West 55th Street (Show on map)
Nov 19, 2024
Join the Regulatory Assurance team to execute the Compliance testing program for the Americas region, where you will design and implement comprehensive compliance testing reviews to ensure adherence to regulatory requirements and internal policies. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You'll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes. What role will you play? Press space or enter keys to toggle section visibility In this role, you will lead and conduct regular reviews across various business units and functions to identify potential area of risks and non-compliance. You will also collaborate with the team to shape compliance policies, procedures and guidelines based on industry best practices and regulatory changes. Salary range for this position: $140,000 to $190,000 per year. Actual base salary may vary based upon, but not limited to, relevant experience, time in role, peer and market data, prior performance, business sector, and geographic location. You may also be eligible for an annual discretionary incentive compensation award. What you offer Press space or enter keys to toggle section visibility Must have worked in the Financial services industry for 7 + years Must have Reg Assurance/Compliance testing/monitoring, BORM, or Internal Audit experience - must have 2 plus years of this specific experience out of the 7 years total Must have experience in creating and performing tests that evaluate the adequacy of the supervisory controls and adherence to and compliance with applicable securities laws and regulations Must have a Bachelor's degree or higher Strong knowledge of testing for investment banking We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply. About the Risk Management Group Press space or enter keys to toggle section visibility In our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central. Benefits Press space or enter keys to toggle section visibility Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include: Hybrid and flexible working arrangements One wellbeing leave day per year and minimum 25 days of annual leave Primary caregivers are eligible for 20 weeks paid leave along with 12 days of transition leave upon return to work and 6 weeks paid leave for secondary caregivers Paid volunteer leave and donation matching Range of benefits to support your physical, psychological and financial wellbeing Employee Assistance Program, a robust behavioural health network with counselling and coaching services Recognition and service awards Our commitment to diversity, equity and inclusion Press space or enter keys to toggle section visibility We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.