Regulatory Compliance Manager

Forvis Mazars, LLP
United States, Virginia, Tysons
1410 Spring Hill Road (Show on map)
Oct 04, 2024
General information Name Consulting - Risk Advisory - Financial Services Regulatory - Manager Posting Title Regulatory Compliance Manager Ref # 2233629 Date Published Tuesday, September 3, 2024 City Houston State Texas Country United States Job Category Risk Advisory Office Financial Services Regulatory (Forvis) Advertised Location US-GA-Atlanta, US-MA-Boston, US-MA-Boston, US-NC-Charlotte, US-NC-Charlotte, US-OK-Oklahoma City, US-TX-Dallas, US-TX-Houston, US-TX-San Antonio, US-VA-Tysons Working time Full Time Description & Requirements Our Financial Services Advisory practice brings our global footprint, clients, industry expertise, and innovative solutions together to help global companies exceed their strategic objectives and needs. We have a national and global footprint with a significant portfolio of financial services clients spanning banking, insurance, global markets, asset and wealth management, and payments. Our clients range from the largest, premier global banks, insurers, and financial institutions to super-regional and community banking clients, asset managers, and Fintech start-ups. This position will serve as a member of the financial services client service team and be committed to regulatory compliance. This position offers an opportunity for candidates who possess excellent time management and communication skills and the ability to effectively interact with all levels of management. Forvis Mazars offers a challenging, dynamic, progressive work environment along with an opportunity to grow professionally. Dedication to client service is essential in this position. How you will contribute: Evaluating financial institution clients for compliance with laws and regulations Support team in day-to-day client related engagements Interface with the senior management of our clients Write reports, including key findings and recommendations Participate in client meetings and executive presentations Work individually and as part of a team to provide project execution on client engagements Contribute to strong client relationships through positive client support and sound expertise Manage engagement fundamentals (e.g., realization, utilization, leverage, accounts receivable, and expenses) Mentor, coach, and train staff Minimum Qualifications: 5 years or more of experience in financial institution regulatory compliance Bachelor's degree in Accounting, Finance or related field Knowledge of, and experience working with, federal banking regulations, such as Bank Secrecy Act Regulations, Fair Lending, Electronic Funds Transfer, Truth in Savings and Availability of Funds, Truth in Lending, RESPA, Equal Credit Opportunity, Flood Insurance and other alphabet regulations. Strong analytical skills with high attention to detail and accuracy Excellent oral, written communication and presentation skills; able to communicate effectively Ability to multitask and prioritize in a high volume, fast paced environment Proficiency with Microsoft applications (Outlook, Word, Excel and PowerPoint) Preferred Qualifications: Certified Regulatory Compliance Manager (CRCM) Certified Anti-Money Laundering Specialist (CAMS) Certified AML and Fraud Professional (CAFP) #LI-ATL, #LI-CNH, #LI-BOST, #LI-CLTSP, #LI-CLTU, #LI-OKC, #LI-DFW, #LI-HOU, #LI-SANT, #LI-TYS #LI-RM1