New York, New York
"I can succeed as a Compliance Lead at Capital Group." As a Compliance Lead within our sales literature review team in Legal & Compliance, you will provide compliance oversight and review of marketing materials for retail and institutional ...
11d
| Job Type | Full Time |
Compliance Monitoring Specialist
Tulsa, Oklahoma
Job Details Job Location South Tulsa Branch - Tulsa, OK About the Position and Job Qualifications The Compliance Monitoring Specialist I is responsible for managing and maintain all aspects of compliance with the Flood regulation requirem...
13d
| Job Type | Full Time |
Berkeley Heights, New Jersey
Ohio Farmers Insurance Company
The Compliance Specialist role will report to the AVP WSP Compliance manager but will work directly with multiple departments, including Legal, Underwriting, Actuary, and I/T during the process of filing forms and rates and getting those fi...
13d
| Job Type | Full Time |
Washington, DC - Investment Management Junior/Midlevel Associates
Washington, D.C.
Seeking two associates, one junior with one to three years and one midlevel with four to five years of large law firm experience to join our investment management practice, with a focus on the regulation of retail investment advice. The suc...
13d
| Job Type | Full Time |
Rancho Cucamonga, California
Exact compensation may vary based on skills, experience and/or education, and location. This position is also eligible for an annual bonus. SUMMARY Under general direction of the Senior Compliance Manager, assists with administrative and co...
13d
| Job Type | Full Time |
Sr. Compliance Monitoring Specialist
Fort Defiance, Arizona
The Johns Hopkins Center for Indigenous Health isseeking a Sr. Compliance Monitoring Specialist. There are several Institutional Review Boards (IRBs) that we report to and interact with to conduct our work. The Sr. Compliance Monitoring Spe...
14d
| Job Type | Full Time |
Compliance Associate, Employee Disclosures
Jersey City, New Jersey
Job Description WHAT IS THE OPPORTUNITY? The Compliance Associate will review a variety of broker/dealer employee compliance requests to ensure that they are in compliance with company policy. These requests include compliance items such as...
15d
| Job Type | Full Time |
Corporate Compliance Officer II
Tulsa, Oklahoma
Req ID:77069 Location:Tulsa -TUL Areas of Interest:Risk Management, Compliance Pay Transparency Salary Range:Not Available Application Deadline:10/10/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and...
15d
| Job Type | Full Time |
Regulatory Affairs Coordinator
Madison, Wisconsin
We're looking for people who put their innovation to work to advance our success - and their own. Join an organization that ensures a more secure world through connecting and protecting our customers with inventive electrical solutions. WHA...
15d
| Job Type | Full Time |
Woburn, Massachusetts
Overview At Community Financial System, Inc. (CFSI), we are dedicated to providing our customers with friendly, personalized, high-quality financial services and products. Our retail division, Community Bank, N.A., operates more than 200 cu...
15d
| Job Type | Full Time |